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SHEKA E.F..
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GRAPHENE IN LIGHT OF MOLECULAR THEORY
Sheka E. F.
Peoples’ Friendship University of Russia, http://www.rudn.ru 117198 Moscow, Russian Federation
Received 31. 03.2013
Presented by Academician of RANS S.P. Gubin
Odd electrons of benzenoid units and the correlation of these electrons having different spins are the main concepts of the molecular theory of graphene. In contrast to the theory of aromaticity, the molecular theory is based on the fact that odd electrons with different spins occupy different places in the space so that the configuration interaction becomes the central point of the theory. Consequently, a multi-determinant presentation of the wave function of the system of weakly interacting odd electrons is utterly mandatory on the way of the theory realization at the computational level. However, the efficacy of the available CI computational techniques is quite restricted in regard to large polyatomic systems, which does not allow performing extensive computational experiments. Facing the problem, computationists have addressed standard single-determinant ones albeit not often being aware of the correctness of the obtained results. The current chapter presents the molecular theory of graphene in terms of single-determinant computational schemes and discloses how reliable information about the electron-correlated system can be obtained by using either UHF or UDFT computational schemes.
Keywords: molecular theory of graphene; odd electrons; electron correlation; effectively unpaired electrons; magnetic coupling constant; graphene; magnetism; chemical modification; deformation * 1 2 3 4 5
PACS: 31.10.+Z, 31.15.CT, 31.15.VQ, 68.65.PQ____
Contents
1. Introduction (126)
2. Odd Electrons Correlation (127)
3. (5,5) NGR Molecule Hydrogenation (134)
4. (5,5) NGR Molecule Oxydation (136)
5. Discussion and Conclusive Remarks (139)
Acknowledgments (140)
References (140)
When the paper was written, a splendid conceptually profound ‘informal reflection’ of Roald Hoffmann appeared in the first issue of the Angewandte Chemie (International edition) that celebrates its 125-year anniversary [1]. Hoffmann’s “Small but Strong Lessons from Chemistry for Nanoscience” turned out to be remarkably concordant to the main ideas discussed in the current paper. This should be expected since the Hoffmann concepts on stabilizing singlet states of biradicals in organic chemistry (see [2] and references therein) and dimeric molecular magnets [3] have laid the foundation of the molecular theory of fullerenes [4, 5], application of which to graphene science is discussed below. These problems are on a knife-edge today that is why, once in full agreement with Hoffmann’s answers to the question ‘What you can trust about theory?’, I would like to preface the presentation of the text of a quote from the ‘informal reflection’, placing it as the epigraph
It goes without saying that theory is really of value when it is used to perform numerical experiments that capture a trend.
Not numbers, but a trend.
Roald Hoffmann, 2013.
INTRODUCTION
For more than ten years, I have been immersed in an absorbing world of quantum chemistry of sp2 nanocarbons, a world full of mysteries, hidden obstacles, and wonderful discoveries. My first travelling was stimulated by a wish to find the answer to a very simple question: why is there no fullerene Si60 while fullerene C60 does exist? A widely spread standard statement “silicon does not like sp2 configuration” just postulated the fact but did not explain the reason. Moreover, computations, available by that time, showed that Si60 molecule could exist. A comparative examination of C60 and Si60 showed a strange feature in the high-spin states behavior of the molecules. As occurred, a sequence of spin-varying states (singlet (RHF)-triplet-quintet) formed a progressively growing series by energy for the C60 molecule while for the Si60 one energy of the triplet and quintet states turned out to drop drastically with respect to the RHF singlet. Due to a crucial controversy with the reality, a natural question arose: what is wrong with the molecule singlet state? I will not touch here on the frequent claim that the semiempirical approach is bad. It is not the case, in general, and is absolutely not relevant to carbonaceous and siliceous species due to superior parameterization of both atoms. Actually, all the next stories have shown that the matter was not due to the wrong approximation but was provided by an inherent peculiarity of both molecules. At that time, in 2003, it was shown that the singlet state of the Si60 molecule took its correct place below the triplet one if it only is calculated by using the open-shell unrestricted Hartree-Fock (UHF) approximation [4, 6, 7]. Since then, in more than eight dozen papers that followed, I and my colleagues have convinced ourselves
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and have tried to convince others that UHF approach touches very intimate properties of sp nanocarbons that select them from other carbonaceous species and put them in a particular place. The properties are the result of a significant weakening of the interaction between the odd electrons of the species in comparison with, say, that one in the benzene molecule.
During these investigations we obtained (i) the answer to the initial question concerning the absence of Si60 molecule [4], (ii) disclosed regulations that govern chemistry, magnetism, biomedical and photonic behavior of carbonaceous fullerenes [5], (iii) showed a tight similarity in the description of the properties of fullerenes, carbon nanotubes, and graphene molecules [5, 8]. Little by little an applied molecular theory of sp nanocarbons became sharply defined, which revealed itself in the most vivid way in case of graphene. However, graphene, which is a famous nobeliated 2D solid, and molecular theory- if there is no controversy between these subjects?
The answer lies on a surface and follows from a well known definition of graphene: ‘Graphene is an allotrope of carbon, whose structure is one-atom-thick planar sheets of p-bonded carbon atoms that are densely packed in a honeycomb crystal lattice [9]’. This definition clearly exhibits a molecular-crystal duality of this extraordinary substance. From the molecular viewpoint, the extraordinariness is provided with the availability of odd electrons that are responsible for the sp2 configuration of valence electrons of carbon atoms. The 2D-dimensionality, on the other hand, dictates peculiar properties of a regularly packed honeycomb pattern. Due to this, the graphene properties are similar to those of both polycondensated benzenoid molecules and 2D-dimensional crystals. Obviously, fundamental characteristics of the two forms are tightly interconnected. Thus, as will be discussed below, such seemingly solid state properties as magnetism and mechanics of graphene are of molecular origin.
The above mentioned peculiar duality is embodied in the computational strategy of graphene, as well. On one hand, the solid state microscopic theory of quasiparticles in a 2D space forms the ground for the description of the graphene crystal. On the other hand, quantum molecular theory creates the concept of the graphene molecule. Seemingly, the two theoretical approaches, obviously different from the computational viewpoint, have nevertheless much in common. Thus, the solid state quasiparticles are usually described in the approach based on a unit cell and/or supercell followed by periodic boundary conditions; besides, the unit cell is described at the molecular theory level thus presenting the molecular object in the same way as in the case of the molecular theory. However, the very molecular object provides a crucial difference between the two approaches. In the case of a correct solid state formulation, the cell and/or supercell should be strictly chosen as a known crystalline motive. Accordingly, the two-atomic cell of graphene crystal finds its exhibition in the peculiarities of the crystal electron band structure. However, nowadays, the
solid state approach is explored in the graphene science in regard to practically all the phenomena including graphene chemical modification, graphene deformation and magnetization. The two-atomic unit cell of the crystal does not meet conditions needed for examining these complicated events, particularly, related to the chemical modification. The cell is substituted by a supercell, whose structure is taken at one’s own choosing, once in the preponderance of cases just ‘drawn’ in stead off attributed to a reality. Moreover, regular structure of the graphene object is fastened by the periodical boundary conditions. The two features of the solid-state approach, namely, the arbitrarily chosen supercell and the fastened periodicity make clear the Hoffmann answer “Not much” to the question “What you can trust about theory?” [1]. Then Hoffmann continues: “Aside from the natural prejudice for simplicity, people really want translational periodicity in their calculations, for then the quantum mechanical problem reduces to one of the size of the unit cell. But the real world refuses to abide by our prejudices. And it is often an aperiodic, maximally defect-ridden, amorphous world, where emergent function is found in matter that it is as far from periodic as possible”. The reality of the graphene science, particularly, related to the chemical modification, strongly witnesses the domination of aperiodic structures. In view of this, the molecular theory of graphene has a convincing preference since its molecular object is created in due course of computations without structural restrictions introduced in advance.
The current paper is concentrated at the molecular essence of graphene considered from the viewpoint of the molecular theory of sp nanocarbons. The theory is based on two main concepts, which involve the odd-electron origin of the graphene electron system and these electrons correlation. The latter turns out to play the governing role. As will be shown below, such an approach occurs very efficient in describing chemical, magnetic, mechanical, and optical properties of graphene.
ODD ELECTRONS CORRELATION
In spite of formally two-atomic unit cell of crystalline graphene, its properties are evidently governed by the behaviour of odd electrons of the hexagonal benzenoid units. The only thing that we know about the behaviour for sure is that the interaction between odd electrons is weak; nevertheless, how weak is it? Is it enough to provide a tight covalent pairing when two electrons with different spins occupy the same place in space or, oppositely, is it too weak for this and the two electrons are located in different spaces thus becoming spin correlated? This supremely influential molecular aspect of graphene can be visualised on the platform of the molecular quantum theory.
To exhibit a trend, a system computational experiment must be carried out meaning that a vast number of computations are to be performed as well as a great number of atoms are to be considered. When speaking about electron correlation, one should address the problem to the configuration interaction (CI). However, neither full CI nor any its truncated version,
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clear and transparent conceptually, can be applied for the computational experiments, valuable for graphene nanoscience. Owing to this, techniques based on single unrestricted open-shell determinants becomes the only alternative. Unrestricted Hartree-Fock (UHF) and unrestricted DFT (spin polarized, UDFT) approaches form the techniques ground and are both sensitive to the electron correlation, but differently due to different dependence of their algorithms on electron spins [10, 11]. The approach application raises two questions: 1) what are criteria that show the electron correlation in the studied system and 2) how much are the solutions of single-determinant approaches informative for a system of correlated electrons.
Answering the first question, three criteria, which highlight the electron correlation at the single-determinant level of theory, can be suggested. Those concern the following characteristic parameters:
Criterion 1:
AERU > 0, where,
AERU = ER - EU (1)
presents a misalignment of energy. Here, ER and EU are the total energies calculated by using the restricted and unrestricted versions of the software in use.
Criterion 2:
Nd Ф °.
Here, Nd is the total number of effectively unpaired electrons. The number is determined as
Nd = trD(r\r) Ф 0 and Nd = YaPa- (2)
Here, D(r\r) [12] and DA [13] present the total and atom-fractioned spin density caused by the spin asymmetry due to the location of electrons with different spins in different spaces.
Criterion 3:
AS2 > 0. (3)
Here,
AS2 = SU - S(S +1)
presents the misalignment of squared spin. is the
squared spin calculated within the applied unrestricted technique while T(T+1) presents the exact value of S2.
Criterion 1 follows from the well known fact that the electron correlation, if available, lowers the total energy [14]. Criterion 2 highlights the fact that the electron correlation is accompanied with the appearance of effectively unpaired electrons that provide the molecule radicalization [12, 13, 15]. Those electrons total number depends on interatomic distance: when the latter is under a critical value ROV , two adjacent electrons are covalently bound and Nd = 0. However, when the distance exceeds R0v , the two electrons become unpaired; Nd > 0, the more, the larger is the interatomic spacing. In the case of the sp C-C bonds, RC™1 =1.395A [16]. Criterion 3 is the manifestation of the spin contamination of unrestricted single-determinant solutions [13, 15]; the stronger
electron correlation, the bigger spin contamination of the studied spin state.
Table 1 presents sets of the three parameters evaluated for a number of graphene molecules presented by rectangular (n, n) fragments of graphene (na and жcount the benzenoid units along armchair and zigzag edges of the fragment, respectively [19]), (na,n) nanographenes (NGrs) below, by using the AM1 version of the semiempirical UHF approach implemented in the CLUSTER-Z1 codes [18]. To our knowledge, only this software allows for getting all the above three parameters within one computing session. As seen in the table, the parameters are certainly not zero, obviously greatly depending on the fragment size while their relative values are practically non size-dependent. The attention should be called to rather large Nd values, both absolute and relative. The finding evidences that the length of C-C bonds in the considered molecules exceed the critical value Rcnt =1.395A. It should be added as well that the relation ND = 2Д SU , which is characteristic for spin contaminated solutions in the singlet state [13], is rigidly kept over all the fragments.
Summarizing said above, it is possible to conclude the following.
1. Nowadays, single-determinant computational schemes, based on the open-shell approximation of either Hartree-Fock or DFT approach, are the only alternative for practically valuable computations of polyatomic graphene systems (Nat>30-40);
2. For electron-correlated systems, the obtained solutions are not exact but spin-mixed;
3. The question arises: which reliable information about electron-correlated system can be obtained by using either UHF or UDFT computational scheme?
Given below has been organized as getting answers
to this question.
Answer 1. Broken symmetry approach allows obtaining the exact energy of pure-spin states
The wave functions of the unrestricted singledeterminant solutions satisfy the operator equations for
Table 1
Identifying parameters of the odd electron correlation in the rectangular graphene fragments [17]
Fragment (n* n) Odd electrons Nodd ДERU* kcal/mol 5ERU%** ^ e- 5Nd,%**
(5, 5) 88 307 17 31 35 15.5
(7, 7) 150 376 15 52.6 35 26.3
(9, 9) 228 641 19 76.2 35 38.1
(11, 10) 296 760 19 94.5 32 47.24
(11, 12) 346 901 20 107.4 31 53.7
(15, 12) 456 1038 19 139 31 69.5
* AM1 version of UHF codes of CLUSTER-Z1 [18]. Presented energy values are rounded off to an integer
* The percentage values arSe related to SEFFU = ДЕки/Ек(0) and SNd = Nd/N^ respectively
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the energy and ^-projection of the spin S but do not satisfy the operator equation for the squared spin S2 . This causes a spin contamination of the solution whose extent is determined by A S2 (3). Owing to this, one faces the problem of the evaluation of the energies of pure spin states.
The unrestricted broken symmetry (UBS) approach suggested by Noodleman [20] can be considered as the best way to solve the problem. It is the most widely known among the unrestricted single-determinant computational schemes used in practice, both UHF and UDFT. The UBS approach provides the determination of the exact energy of pure-spin states on the basis of the obtained single-determinant results within each of the computational schemes at the level of the theory that is equivalent to the explicit CI. According to the approach, the energy of pure-spin singlet state is expressed as
EPS(0) = EU(0) + (4)
Where, EU(0) is the energy of the singlet state of the USB solution while S is the highest spin of the studied odd electron system and J presents the exchange integral
j = E (0)-E(S-). (5)
Smax
Here, EU(SmaX) is the energy of the highest-spin-multiplicity state and corresponds to the S -pure-spin state.
Table 2 presents sets of three energies, namely: ER(0), EU(0) and EPS(0), alongside with the exchange integrals J related to (n ,n) NGrs considered earlier. As seen in the table, comparing with ER(0), the odd electron correlation causes lowering of not only EU(0) energy, but EPS(0) as well, therewith, the pure-spin energy EPS(0) occurs to be the lowest. As seen from the table, the percentage quantities bERPS = AERPS/ER(0) and mUPS = AEUPS / EU(0), where AERPS = ER(0) - EPS(0) and AEUPS = EU(0) - EPS(0) present the corresponding energy misalignment, deviate differently: if 8ERPS changes from ~20 to 25%, 8EUPS varies much less within ~2-5%. These values clearly show the measure of incorrectness that is introduced when the graphene molecule energy is described by either restricted or unrestricted computational schemes.
Table 2
Energies of singlet ground state and exchange integral of the rectangular graphene fragments*, kcal/mole [17]
Fragment (n,, nz) ER(0) EU(0) EPS(0) aerps 8Erps” AEups SEUPS" J
(5, 5) 1902 1495 1432 470 24.70 63 4.39 -1.429
(7, 7) 2599 2223 2156 443 17.03 67 3.09 -0.888
(9, 9) 3419 2778 2710 709 20.75 68 2.53 -0.600
(11, 10) 4072 3312 3241 831 20.42 71 2.20 -0.483
(11, 12) 4577 3676 3606 971 21.22 70 1.95 -0.406
(15, 12) 5451 4413 4339 1112 20.40 74 1.70 -0.324
* AM1 version of UHF codes of CLUSTER-Z1. Presented energy values are rounded off to an integer.
** The percentage values are related to SERPS = AERPS/ER(0) and SEUPS = AEUPS/EU(0), respectively.
Answer 2. Broken symmetry approach provides exact determination of the magnetic constant
Obviously, the odd electrons correlation is a necessary reason for the graphene magnetization. However, this, as such, is not enough since there are additional requirements concerning the magnetic constant value equal to the exchange integral J [21] (see Ex (5)). Graphene molecules are among the singlet bodies, whose magnetic phenomenon may occur as a consequence of mixing the ground singlet state with those of high-spin multiplicity [22] following, say, to the van Fleck mixing promoted by the applied magnetic field [23]. Since the effect appears in the first-order perturbation theory, it depends on the J value that determines the energy differences in denominators. Consequently, J should be small by the absolute value to provide noticeable magnetization. Estimated for molecular magnets [24], the phenomenon can be fixed at |J| of 10-2 -10-3 kcal/mole or less.
The joint unit cell of graphene crystal involves two atoms that form one C-C bond of the benzenoid unit. Estimation of J value for the ethylene and benzene molecule with stretched C-C bonds up to 1.42A in length gives —13 kcal/mole and —16 kcal/mole, respectively. In spite of the molecules do not reproduce the unit cell of graphene crystal exactly, a similar J value of the cell constant is undoubted. Owing to this, the magnetization of the graphene crystal cannot be observed so that the crystal should demonstrate the diamagnetic behaviour only. The latter is supported both theoretically [25] and empirically (see [26] and references therein). To provide a remarkable magnetization means to drastically decrease the magnetic constant | J|, which, in its turn, determines a severe strengthening of the odd electron correlation. Since it is impossible to the regular crystal, let us look what can be expected at the molecular level.
Analyzing data published earlier [27, 28] and addressing the discussion presented in the previous section, one may suggest the NGr molecule size as a regulating factor of the electron correlation. As shown in Table 2, the magnetic constant | J| decreases when the molecule becomes larger. When speaking about mixing the ground singlet state with those of high-spin ones, obviously, the singlet-triplet mixing is the most influent. As follows from Table 2, the energy gap to the nearest triplet state, equal 2|J|, for the studied molecules constitutes 2.8-0.6 kcal/mole. The value is still large to provide a recordable magnetization of these molecular magnets, but the trend is quite optimistic.
In view of this idea, let us estimate how large should be the graphene molecule to provide a noticeable magnetization. As mentioned earlier, the molecular magnetism can be fixed at |J| ~ 10-2-10-3 kcal/mole or less. Basing on the data presented in Table 2 and supposing the quantity to be inversely proportional to the number of odd electrons, we get N ~ 105. For rectangular NGrs with N odd electrons, the number of carbon atoms constitutes N = N - 2(na +n +1) that, according to [19], is determined as N = 2(n n + n + n). (6)
x a z a z ^2
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To fit the needed N value, the indices n and n
a Z
should be of hundreds, which leads to linear sizes of the NGrs from a few units to tens nm. The estimation is rather approximate, but it, nevertheless, correlates well with the experimental observations of the magnetization of activated carbon fibers consisting of nanographite domains of ~2 nm in size [29, 30]. Recently, has been reported a direct observation of the size-dependent large-magnitude room-temperature ferromagnetism of graphene interpore regions [31, 32]. The maximum effect was observed at the region width of 20 nm after which the signal gradually decreased when the width increased. The behaviour is similar to that obtained for fullerene oligomers [33] that led to the suggestion of a scaly mechanism of the nanostructured solid state magnetism of the polymerized fullerene C60 that was confirmed experimentally.
The obtained results highlight another noteworthy aspect of the graphene magnetism attributing the phenomenon to size-dependent ones. The latter means that the graphene magnetization is observed for nanosize samples only, moreover, for the samples whose linear dimensions fit a definite interval, while the phenomenon does not take place at either smaller or bigger samples outside the critical region. An individual benzenoid unit (including benzene molecule) is non-magnetic (only slightly diamagnetic [34]). When the units are joined to form a graphene-like benzenoid cluster, the effectively unpaired electrons appear due to weakening the interaction between the odd electrons followed by their correlation. The correlation accelerates when the cluster size increases, which is followed with the magnetic constant U\ decreasing until the latter achieves a critical level that provides a noticeable mixing of the singlet ground state with high-spin states for the cluster magnetization to be fixed. Until the enlargement of the cluster size does not violate the molecular behavior of the odd electrons, the sample magnetization will grow. However, as soon as the electron behavior becomes spatially quantized, the molecular character of the magnetization will be broken and will be substituted by that one determined by the electron properties of the crystal unit cell [22]. The critical cluster size is determined by the electron mean free path / Evidently, when the cluster size exceeds / the spatial quantization quenches the cluster magnetization. The accurate determination of l, for the odd electrons
el
in graphene is not known, but the analysis of a standard data base for the electron mean free paths in solids [35] shows the quantity should be ~ 10 nm, which is supported by the experimental data of 3-7 nm electron free path in thin films of Cu-phthalocyanine [36].
Another scenario of getting magnetic graphene is connected with introducing the impurity and structural defects in the graphene body. The best illustration of such scenario reality can be found in a recent publication of the Geim team [26] where a paramagnetic behaviour of graphene laminates consisting of 10-50 nm sheets has been recorded after either their fluorination or
bombarding by electrons. The treatment provides the ‘spin-half paramagnetism in graphene induced by point defects’. In both cases, the magnetization is weak and is characterized by one moment per approximately 1,000 carbon atoms, which is explained by the authors by clustering of adatoms and, for the case of vacancies, by the loss of graphene’s structural stability. Besides, the unit cell contains one additional spin thus lifting the spin multiplicity to doublet. The latter explains the paramagnetic behaviour of the sample while the size of the cell provides small value of the magnetic constant IJ\ due to large (~40 nm) cell dimension. Therefore, introduced adatoms and point defects cause a magnetic nanostructuring of the pristine crystal that favors the realization of the size-dependent magnetism.
Explaining magnetic behavior of the graphene molecule, we attribute the phenomenon to the correlation of the molecule odd electrons. As was said in Introduction, criterion 2 highlights the fact that the electron correlation is accompanied with the appearance of the effectively unpaired electrons that provide the molecule radicalization [12, 13, 15]. A natural question arises which characteristic of graphene does control its electrons correlation? Looking for answering the question we have come to answer 3.
Answer 3. Odd electrons correlation is controlled by lengths of C-C bonds
Firstly shown by Takatsuka, Fueno, and Yamaguchi [12], the correlation of weakly interacting electrons is manifested through the density matrix, named as the distribution of ‘odd’ electrons,
D(r| /) = 2p(r| /) — Jp(r| r")p(r"| r')dr”. (7)
The function D(r|r) was proven to be a suitable tool to describe the spatial separation of electrons with opposite spins, and its trace
Nd = trD^r) (8)
was interpreted as the total number of these electrons [12, 37]. The authors suggested ND to manifest the radical character of the species under investigation. Over twenty years later, Staroverov and Davidson changed the term by the ‘distribution of effectively unpaired electrons [13, 38] emphasizing that not all the odd electrons may be taken off the covalent bonding. Even Takatsuka et al. mentioned [12] that the function D(r| r) can be subjected to the population analysis within the framework of the Mulliken partitioning scheme. In the case of a single Slater determinant, Eq. 8 takes the form [13]
Nd = trDS, (9)
where
DS = 2PS — (PS)2. (10)
Here, D is the spin density matrix D = P — P while P = P + P is a standard density matrix in the atomic orbital basis, and S is the orbital overlap matrix (a and в mark different spins). The population of effectively unpaired electrons on atom A is obtained by partitioning the diagonal of the matrix DS as
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D = £(DSL, (11)
цeA K '
so that
ND = £ aDa ■ (12)
Staroverov and Davidson showed [13] that the atomic population Da is close to the Mayer free valence index [39] Fa in a general case while in the singlet state Da and Fa are identical. Thus, plotting Da over atoms gives a visual picture of the actual radical electrons distribution [13], which, in its turn, exhibits atoms with the enhanced chemical reactivity.
The effectively unpaired electron population is definitely connected with the spin contamination of the UBS solution state. In the case of UBS HF scheme, there is the straight relation between ND and squared spin
(Na - Ne)2
where
S2 =
Nd =2|(S2)--
4
S2) [13]
(Na- Ne)2 ) Na + Ne
• Ne
--LL
j
Pi \<p,
(13)
(14)
4 ) 2
Here, фг and ф^. are the atomic orbitals; Na and Ne are the numbers of electrons with spin a and в, respectively.
If the UBS HF computations are realized in the NDDO approximation (the basis for the AM1/PM3 semiempirical techniques) [40], a zero overlap of orbitals leads to S = I in Eq. 10, where I is the identity matrix. The spin density matrix D assumes the form D = (P - Pe)2. (15)
The elements of the density matrices Pa{p> can be written in terms of the eigenvectors of the UHF solution Ctk
Nae> ‘
pa(e> = £ Ca(e>Ca(e> (16)
k л 2
Expression for S has the form [41]
2
S2 =
(Na - Ne)
2 A \fa , \tP NORBS
, N + N - Y papP
i, j =1
(17)
Within the framework of the NDDO approach, the HF-based total ND and atomic NDa populations of effectively unpaired electrons take the form [42]
____ JVL/JUIO
Nd =X Nda = £ Dv
(18)
and
A i,j=l
NAT
nda =£££Dij ■ (19)
ieA B=1 jeB
Here, D are elements of the spin density matrix D that presents a measure of the electron correlation [12, 13, 43], NORBS and NAT mark the number of orbitals and atoms, respectively.
Explicit expressions (18) and (19) are the consequence of the wave-function-based character of the UBS HF. Since the corresponding coordinate wave functions are subordinated to the definite permutation symmetry, each value of the spin S corresponds to the definite expectation value of the energy [11]. Oppositely, the electron density p is invariant to the permutation symmetry. The latter causes a serious spin problem for the UBS DFT [10, 11]. Additionally, the spin density D(r|r) of the UBS DFT depends on the spin-dependent exchange and correlation functionals and can be expressed analytically in the
former case only [11]. Since the exchange-correlation composition deviates from one method to the other, the spin density is not fixed and deviates alongside with the composition. Serious UBS DFT problems are known as well in relevance to the calculations [44, 45].
These obvious shortcomings make the UDFT approach practically inapplicable in the case when the correlation of weakly interacting electrons is significant. Certain optimism is connected with a particular view on the structure of the density matrix of the effectively unpaired electrons developed by the Spanish-Argentine group [15, 43, 46] from one hand and new facilities offered by Yamagouchi’s approximately spin-projected geometry optimization method intensely developed by a Japanese team [47, 48], from the other. By sure, this will give a possibility to describe the electron correlation at the density theory level more thoroughly.
The odd electrons story is counted from the discovery of the benzene molecule made by Michael Faraday in 1825. However, only a hundred years later Huckel suggested the explanation of the deficiency of hydrogen atoms in the molecule to complete the valence ability of its carbon atoms. Extra, or odd, electrons were named as n electrons that, in contrast to о electrons, interact much weaker while providing the additional covalent coupling between neighbouring atoms. The two electrons are located in the same space, and their spins are subordinated to the Pauli law. Formally, this view on extra n electrons, which lays in the foundation of the aromaticity concept, has been expanded over all sp2 nanocarbons and has been shared by a number of material scientists in the field until now. However, the concept does not take into account a crucial role of the distance between two neighbouring odd electrons. As seen in Fig- 1 which presents a plotting of the total number of effectively unpaired electrons ND as a function of the C-C distance in the ethylene molecule, the bond stretching from its equilibrium value of 1.326A up to RAt = = 1.395A
does not cause the appearance of the unpaired electrons so that the relevant n electrons are fully covalently bound. However, above R^ the number ND gradually increases
Bond length, A
Fig. 1. The total number of the effectively unpaired electrons ND accompanying the stretching of the C-C bond in ethylene. Rcov marks the extreme distance that corresponds to the completion of the covalent bonding. Rcmf matches completion of the homolytic bond cleavage. Two vertical arrows mark the interval of the C-C bond lengths characteristic for sp2 nanocarbons.
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up to a clearly vivid knee that is characterized by ND — 2 at R=1.76A, which evidences a complete radicalization of the previous П electrons. On the way from R to R = 1.76A, the two electrons are not more located in the same space, but electrons with different spins occupy different spaces. Further stretching concerns mainly two a electrons that, once fully covalently bound until R = 1.76A, gradually become unpaired just repeating the fortune of П electrons resulting in Nd — 4 at 2.5A.
In spite of clear explanation where unpaired electrons are coming from, the question about their existence still remains due to suspicion of their attribution to an artefact caused by the limitations of the single-determinant calculations. Looking for the confirmation of the physical reality of the unpaired electrons leads to answer 4.
Answer 4. Effectively unpaired electrons are the definite physical reality
In a series of aromatic hydrocarbon molecules, the unified length of C-C bonds in the benzene molecule exactly fits R^ which is why Nd = 0 as is expected for a truly aromatic molecule. However, even the naphthalene molecule is characterized by a set of C-C bonds, short and long representatives of which have lengths that are below and above R^ respectively. This slightly dispersive many-length set is further kept in all the aromatic molecules (becoming a two-length one in fullerene C60). As the number of the benzene units grows, the number of long bonds increases, which is followed by increasing ND (see Table 3) [16]. As seen in the table, for the pentacene molecule N constitutes 5.4 e so that the molecule is a 5.4-fold radical. The Nd distribution over the molecule atoms in terms of NdA is shown in Fig. 2a. As seen in the figure, the main chemical reactivity of the molecule is concentrated in its central part.
This finding could have been one of questionable results of the molecular theory only if it were not for a recent experimental viewing of the molecule by using the AFM with unprecedented high resolution [49] (see Fig. 2b). The molecule image was obtained by using the short-range chemical forces of noncontact AFM. The forces profiles are shown in Fig. 2c. As seen in the figure, the least forces and, consequently, the weakest interaction are
Table 3
Effectively unpaired electrons in the aromatic molecules,
UBS HF singlet state [16]
Molecules C-C bond lendht, A Number of bonds Nd, e
Benzene 1.395 0.05
6
Naththa- lene 1.385 1.411 1.420 1.430 1.483
4 2 4 1
Antra- cene 1.387 1.410 1.421 1.435 3.003
4 6 4 2
Tetracene 1.388 1.410 1.421 1.436 4.320
4 8 6 3
Penta- cene 1.388 1.411 1.420 1.436 5.540
4 10 8 4
(a)
(b)
(c)
Fig. 2. Effectively unpaired electrons of the pentacene molecule. (a) Calculated Nda image, UBS HF singlet state. (b) AFM imaging of pentacene on Cu(111) using a CO-at-Au tip [49]. (c) Extracted vertical force along the molecule long axis [49].
observed at the molecule ends (the brightest area in Fig. 2b) while the strongest interaction (the darkest area in Fig. 2b) is characteristic for the molecule central area. Since the interaction of the CO apex of the AFM tip is obviously proportional to the electron density on the atoms above which the tip is located, thus recorded AFM molecule image should be inverted by color with respect to the Nda image map in Fig. 2a. This has actually been observed exhibiting the first evidence of the distribution of the effectively unpaired electrons in the sp2 molecules. The next example concerns a similar imaging of the olympicene molecule that has been synthesized on the eve of the London Olympic Games 2012 [50]. Figure 3 presents the image map of the Nda distribution over the molecule alongside with its AFM
(a)
(b)
Fig. 3. Effectively unpaired electrons of the olympicene molecule. Calculated Nda Image, UBS HF singlet state (a) and AFM imaging of olympicene on Cu(111) using a CO-at-Au tip [50].
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image obtained as previously. The color inversion of the two images is clearly seen.
Two vertical arrows in Fig. 1 mark the C-C bond length interval that is characteristic for graphene molecules equilibrated in the framework of the UBS HF approach. (It should be mentioned that the application of the restricted version of the same program results in practically non-dispersive value of the C-C bond length of I.42A.) As seen, the C-C bond lengths exceed Rmt which leads to a considerable amount of the effectively unpaired electrons, total numbers of which are listed in Table 1 for different graphene fragments. Figure 4a exhibits a typical image map of the NDA distribution over one of them. The fragment edges are not terminated, and the NDA image map has a characteristic view with a distinct framing of the sample by edge atoms since the main part of the unpaired electrons is concentrated in this area. The NDA image map intensity in the basal plane is of ~0.3 e in average.
The peculiarity of the graphene edges had been a topic for intense discussions from the very beginning of the graphene science [51] when they were disclosed by using the tight-binding band calculation within the Huckel approximation [52]. However, they have not been attributed to the effectively unpaired electrons and have been discussed in the context of the graphene spin system peculiarity with respect to the expected magnetic
Fig.
imag
resolved image of a portion of the graphene monolayer [53] .(c) The image of a single suspended sheet of graphene taken with the TEAM 0.5, at Berkeley Lab National Center for Electron Microscopy [54].
4. Effectively unpaired electrons of graphene. (a) Calculated NDA e of (15. 12) NGr molecule, UBS HF singlet state. (b) The atomic-
behavior of the sample. In this context, it is worthwhile to refer to one more quote from the Hoffmann ‘informal reflection’ [1]: “There is a special problem that theory has with unterminated structures—ribbons cut off on the sides, polymers lacking ends. If passivation is not chosen as a strategy, then the radical lobes of the unterminated carbon atoms, or undercoordinated transition metals, will generate states that are roughly in the middle energetically, above filled levels, below empty levels in a typical molecule that has a substantial gap between filled and unfilled levels. If such levels—states, the physicists call them—are not identified as “intruder” states, not really real, but arising from the artifact of termination, they may be mistaken for real states in the band gap, important electronically. And if electrons are placed in them, there is no end to the trouble one can get into. These band gap states are, of course, the origin of the reactivity of the terminated but not passivated point, line, or plane. But they have little to do with the fundamental electronic structure of the material”. Supporting the said above, depicted in Fig. 4a presents the reactivity image of the graphene molecule. As seen in the figure, not only edge, but basal-plane carbon atoms are chemically active, albeit with different efficacy. Important to note, that the reactivity is distributed over atoms rather inhomogeneously. The recent atom-resolved graphene images convincingly witness this inhomogeneity as can be seen in Figs. 4b and c. Therefore, the effectively unpaired electrons of the sp2 molecules are a physical reality and are assuming their leading place in the molecular theory of graphene.
In the singlet state, the NDA values are identical to the atom free valences [13] and thus exhibit the atomic chemical susceptibility (ACS) [55, 56]. The NDA distribution over atoms plots a ‘chemical portrait’ of the studied molecule, whose analysis allows for making the definite choice of the target atom with the highest Nda value to be subjected to the chemical attack by an external addend. Therefore, we have come to answer 5 claiming that peculiarities of the graphene chemistry can be exhibited at the quantitative level, much as this has been done for fullerenes [5].
Answer 5. Computational strategy of the chemical modification of graphene
The typical chemical portrait of graphene fragment in Fig. 4a highlights edge atoms as those with the highest chemical activities, besides rather irregular, while exhibiting additionally the basal atoms ACS comparable with that one of fullerene C60 [57, 58]. This circumstance is the main consequence of the odd electron correlation in graphene in regard to its chemical modification. Ignoring the correlation has resulted in a common conclusion about chemical inertness of the graphene atoms with the only exclusion concerning the edge ones. Having this general indication only, a computationist is still in the dark concerning the place of both the first and consequent chemical attacks and has to perform a large number of calculations sorting them out over the atoms by using
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the lowest-total-energy (LTE) criterion (see, for example, [59]). In contrast, basing on the NDA value as a quantitative pointer of the target atom at any step of the chemical attack, one can suggest the algorithmic ‘computational syntheses’ of the molecule polyderivatives [60]. In what follows the algorithm-in-action will be illustrated by the examples of the hydrogenation and oxidation of the (5, 5) NGr molecule.
(5, 5) NGR MOLECULE HYDROGENATION
The equilibrium structure of the (5,5) NGr molecule alongside with its NDA image map is shown in Fig. 5. Panel b exhibits the NDA distribution attributed to the atoms positions thus presenting the ‘chemical portrait’ of the molecule. Different NDA values are plotted in different colouring according to the attached scale. The absolute Nda values are shown in panel c according to the atom numbering in the output file. As seen in the figure, 22 edge atoms involving 2x5 zg and 2x6 ach ones have the highest NDA thus marking the perimeter as the most active chemical space of the molecule. The molecule hydrogenation will start on atom 14 (star-marked in Fig. 5c) according to the highest NDA in the output file. The next step of the reaction involves the atom from the edge set as well, and this is continuing until all the edge atoms are saturated by a pair of hydrogen atoms each since all 44 steps are accompanied with the high-rank Nda list where edge atoms take the first place [61]. Thus obtained hydrogen-framed graphene molecule is shown in Fig. 6 alongside with the corresponding Nda image map. Two equilibrium structures are presented. The structure in panel a corresponds to the optimization of the molecule structure without any restriction. In the second case, positions of the edge carbon atoms and framing hydrogen atoms under optimization were fixed. In what follows, we shall refer to the two structures as a free standing and fixed membrane, respectively. Blue atoms in Fig. 6c alongside with the framing hydrogens
(a) (b)
Fig. 5. Top and side views of the equilibrium structure of the (5,5) NGr molecule (a); NDA image map (b) and NDA distribution over atoms according to the atom numbers in the output file (c) [61].
(a)
(c)
-4 -2 0 2 4 6 8 10
X coordinate, A
(b)
(d)
Fig. 6. Equilibrium structures of the free standing (top and side views) (a) and fixed (c) (5,5) NGr membrane; NDA image maps (b, d) and NDA distribution over atoms according to the atom numbers in the output file (e) [61]. Light gray histogram plots the ACS data for the pristine (5,5) NGr molecule. Curve and black histogram are related to the membranes in panels (a) and (c), respectively.
are excluded from the forthcoming optimization under all steps of the further hydrogenation.
The chemical portraits of the structures shown in Fig. 6b and Fig. 6d are quite similar and reveal the transformation of brightly shining edge atoms in Fig. 5b into dark spots. The addition of two hydrogen atoms to each of the edge ones saturates the valence of the latter completely, which results in zeroing NDA values, as is clearly seen in Fig. 6e. The chemical activity is shifted to the neighbouring inner atoms and retains higher in the vicinity of zg edges, however, differently in the two cases. The difference is caused by the redistribution of the C-C bond lengths of the free standing membrane when it is fixed over perimeter, thus providing different starting conditions for the hydrogenation of the two membranes.
Besides the two types of initial membranes, the hydrogenation will obviously depend on other factors, such as 1) the hydrogen species in use and 2) the accessibility of the membranes sides to the hydrogen. Even these circumstances evidence the hydrogenation of graphene to be a complicated chemical event that strongly depends on the initial conditions, once divided into 8 adsorption modes in regard to atomic or molecular adsorption; one-or two-side accessibility of membranes; and free or fixed state of the membranes perimeter. Only two ones of the latter correspond to the experimental observation of hydrogenated specimens discussed in [62], namely: two-side and one-side atomic hydrogen adsorption on the fixed
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Fig. 7. Equilibrium structures (left) and NDA image maps (right) of the graphene hydrides 1 re-lated to the initial stage of the basal-plane hydrogenation. HKs denote hydrides with K hydrogen atoms deposited on the membrane basalplane [61]. Framing hydrogen atoms are not shown to simplify the structure image presentation. membrane. Stepwise hydrogenation of the (5, 5) NGr molecule was considered in details in [61]. Here, we restrict ourselves with a brief description of the main results.
Two-side atomic adsorption of hydrogen on fixed membrane. The hydrogenation concerns the basal plane of the fixed hydrogen-framed membrane shown in Fig. 6c that is accessible to hydrogen atoms from both sides. As seen in Fig. 6e, the first hydrogenation step should occur on basal atom 13 marked by a star. Since the membrane is accessible to hydrogen from both sides, one has to check which deposition of the hydrogen atom, namely, above the carbon plane (‘up’) or below it (‘down’) satisfies the LTE criterion.
After deposition of hydrogen atom on basal atom 13, the Nda map has revealed carbon atom 46 for the next deposition (see H1 NDA map in Fig. 7). The LTE criterion favours the down position for the second hydrogen on this atom so that we obtain structure H2 shown in Fig. 7. The second atom deposition highlights next targeting carbon atom 3 (see NDA map of H2 hydride), the third adsorbed hydrogen atom activates target atom 60, the fourth does the same for atom 17, and so forth. Checking up and down depositions in view of the LTE criterion, a choice of the best configuration can be performed and the corresponding equilibrium structures for a selected set of the (5, 5) NGr polyhydrides from H1 to H11 are shown in Fig. 7. The structure obtained at the end of the 44th step is shown in Fig. 8a. It is perfectly regular, including framing hydrogen atoms, thus presenting a computationally synthesized fully saturated chairlike (5, 5) nanographane (NGra) that is in full accordance with the experimental observation of the graphane crystalline structure [62]. A complete set of the two-side obtained products form polyhydrides family 1.
One-side atomic adsorption of hydrogen on fixed membrane. Coming back to the first step of the hydrogenation, let us proceed further with the second and all the next steps of the up deposition only. As previously, the choice of the target atom at each step is governed by the high-rank
Top view
Side view
(a)
(b)
Fig. 8. Top and side views of the equilibrium structures of the saturated graphene hydrides formed at the atomic adsorption of hydrogen on the fixed (5,5) NGr membrane, accessible to the adsorbate from both (a) and one (b) sides [61]. Framing hydrogen atoms are not shown to simplify the structure image presentation.
Nda values. Figure 8b presents the saturated graphene polyhydride related to the final 44th step. A peculiar canopy shape of the carbon skeleton of the hydride is solely provided by the formation of the table-like cyclohexanoid units. However, the unit packing is quasiregular which may explain the amorphous character of the polyhydrides formed at the outer surface of graphene ripples observed experimentally [62]. The reasons of the hydrogen molecule desorption at the 44th step are discussed elsewhere [61]. A complete set of the one-side obtained products form polyhydrides family 2.
As for the hydrogen coverage, Fig. 9 presents the distribution of C-H bond lengths of the saturated graphene polyhydrides of families 1 and 2. In both cases, the distribution consists of two parts, the first of which covers 44 C-H bonds formed at the molecule skeleton edges. Obviously, this part is identical for both hydrides since the bonds are related to the framing atoms. The second part covers C-H bonds formed by the hydrogen atoms attached to the basal plane. As seen in the figure, in the case of polyhydride 1, C-H bonds are practically identical with the average length of 1.126A and only slightly deviate from those related to framing atoms. This is just a reflection of the regular graphane structure of the hydride shown in Fig. 8a similarly to highly symmetric fullerene hydride C60H60 [63]. In contrast, C-H bonds on a canopy-like carbon skeleton of hydride 2 are much longer
Fig. 9. C-H bond length distribution for the saturated graphene polyhydrides of families 1 (1) and 2 (2) [61].
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than those in the framing zone, significantly oscillate around the average value of 1.180A. In spite of the values markedly exceed a ‘standard’ C-H bond length of 1.11A, typical for benzene, those are still among the chemical C-H bonds, whilst stretched, since the C-H bond rupture occurs at the C-H distance of 1.72A [64]. A remarkable stretching of the bonds points to a considerable weakening of the C-H interaction for polyhydrides 2 in comparison with polyhydrides 1, which is supported by the energetic characteristics of the hydrides, as well [61]. The total energies of both hydrides are negative by sign and gradually increase by the absolute value when the number of adsorbed atoms increases. However, the absolute value growth related to polyhydrides 2 is slowing down starting at step 11 in contrast to the continuing growth for polyhydrides 1 [61]. This retardation obviously shows that the one-side addition of hydrogen to the fixed membrane of polyhydrides 2 at the coverage higher than 30% is more difficult than in the case of the two-side addition of polyhydrides 1, for which the reaction of the chemical attachment of the hydrogen atoms is thermodynamically profitable through over the covering up to the 100% limit. In contrast, the large coverage for polyhydrides 2 becomes less and less profitable so that at final steps the hydrogen adsorption and desorption become competitive.
(5, 5) NGR MOLECULE OXIDATION
Stepwise oxidation of the (5, 5) NGr molecule can be considered similarly to the hydrogenation described above. On the background of a tight similarity in both processes, in general, important difference of the events concerns the fact that instead of atomic hydrogens, which were attacking agents in the first case, a set of oxidants consisting of oxygen atoms O, hydroxyls OH, and carboxyls COOH had to be considered in the latter case. A detailed description of the molecule oxidation is given in [65, 66]. Skipping extended explanations of details given above for hydrogenation, below there is a brief presentation of results of the performed computational experiment, attributed to the main hot points of the graphene oxide (GO) chemistry.
Morphology. Empirical experiments reveal a
remarkable disordering of the initial graphene structure even by partial oxidation so that the chemically produced graphene polyoxides (GOs) are highly amorphous (see [67-70] and references therein).
The performed computational experiment fully supports this finding since none of the regularly structured GOs has been obtained in the study.
Graphene oxidation as a process in general. Experimentally was shown that the oxidation of the graphene proceeds in a rather random manner [67]. The saturated at% ratio of oxygen to carbon is ~20 - 45 [70-73]. When GOs are heated to 1100C, there is still about 5-10 at% oxygen left [72-74].
As shown computationally, the oxidation can be considered as a stepwise addition of oxidants to the
pristine graphene molecule subordinated to the algorithm governed by the list of high-rank atomic chemical susceptibilities ND}A In numerous cases presented in [65, 66], the algorithm action does cause seemingly random distribution of oxidants over the molecule body in due course of the oxidation process.
The algorithmic approach to the chemical modification of sp2 nanocarbons does not impose any restriction on the limit at% ratio of any addend attached to the carbon skeleton, in general. This was supported by the results of the ‘computational synthesis’ of polyderivatives of fullerene C60 [5] as well as polyhydrides and polyfluorides of the (5, 5) NGr molecule [61]. However, the initial radicalization of any pristine sp2 molecule, which is provided by ND effectively unpaired electrons, is gradually suppressed as the chemical reaction proceeds. The molecule chemical reactivity is little by little worked out approaching zero due to which the reactions stop. This explains why the hydrogenation and fluorination of fullerene C60 is terminated at producing C60F48 and C60H36 polyderivatives, respectively, [60, 75] and why at% ratio of hydrogen to carbon in the experiment of Elias et al. [62] decreases when going from graphene polyhydrides formed from two-side, H-accessible, perimeter-fixed membranes to one-side, H-accessible ripples [61]. The same regularities govern the (5, 5) NGr molecule oxidation, which, as shown, terminates the oxidation at achieving ~67 at% of oxygen when the oxidation is provided by the addition of either hydroxyls or oxygen atoms. The saturation number involves filling both edge and basal atoms. Since the the pristine (5, 5) NGr molecule is rather small, the contribution of edge atoms is significant. If the latter is excluded, the basal plane coverage approaches 48 at% that is quite reasonable and points to a predominant C2O stoichiometry. The earlier mentioned data of ~20-45at% are mainly related to the basal positions of rather big experimental samples for which the contribution of edge atoms is small.
In contrast, the availability of the remaining oxygen in the reduced GOs (rGOs) subjected to heating up to 1100C, is connected with the edge atoms of the latter. As shown, these atoms, which include not only perimeter atoms of the rGOs molecules but the atoms framing every defect zone, form a local area with very high chemical reactivity. The oxidants are strongly coupled with the atoms and can leave the molecule jointly with the carbon partners. The number of such atoms depends on linear size of both pristine GO molecules and their inner defects and cannot evidently exceed a few percents, which perfectly correlates with the observed amount of the remaining oxygen.
Chemical composition of graphene oxide. Basing on empirical data, the most common opinion attributes COOH, OH, and C=O groups to the edge of the GO sheet, while the basal plane is considered to be mostly covered with epoxy C-O-C and OH groups [67, 70, 76, 77]. At least five structural models were suggested to exhibit the GOs chemical composition [69]. However,
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none of them could stand comparison with the full set of experimental data.
The performed computations have allowed for forming up a hierarchy of the main three oxidants (O, OH, COOH) with respect to their participation in the graphene oxidation that has shown an extremely low probability of such activity for carboxyls. Basing on the results obtained, it is possible to suggest a reasonable, selfconsistent model of a convenient GO presented in Fig. 10 a. Sure, the model cannot be simply scaled for adapting to larger samples. Obviously, due to extreme sensitivity of the graphene molecule structure and electronic system to even small perturbations caused by external factors, the fractional contribution of O, OH, and C-O-C groups may change in dependence of changing the molecule size, shape as well as of the presence of such impurities as metal atoms [78] and so forth. These facts may explain ‘fluidness’ of the term “graphene oxide” pointed by Ruoff et al [67]. However, it is possible to convincingly state that the chemical composition of any GO has been governed by the presence of two zones drastically differing by the coupling of the relevant oxidants with the graphene molecule body so that carbonyl/hydroxyl and epoxy/hydroxyl combinations will be typical for edge and basal areas of all GOs of different size and shape (see Fig. 10b).
Besides the chemical composition of chemically produced GOs, the performed calculations are able to suggest the chemical composition of rGOs as well. Discussion based on a two-zone-chemical-reactivity peculiarity of graphene molecules, clearly pointed to a reliable rGO model shown in Fig. 11.
Concluding discussion of hydrogenation and oxidation of graphene, some words should be said
Step number
Fig. 10. Based on the (5,5) NGr molecule, the structural model of a top-down exfoliated GO (a) and per step coupling energy (b) versus step number for the GOs family under subsequent O- and OH-additions to carbon atoms at either the molecule basal plane (curves 1 and 2) or edges (curve 3).
GRAPHENE IN LIGHT 137 OF MOLECULAR THEORY
concerning the computational strategy applicable to the molecule chemical modification, in general. Until now, the computations in this field have been aimed at finding support to one of the available models, the majority of which has been suggested just intuitively. This strategy has been a result of certain limitations provided by a standard computational DFT scheme within the framework of the solid-state periodic boundary conditions, which requires a beforehand given structure of the relevant supercell unit. However, the computational study, based on such concept ‘from a given structure to reliable properties’ has resulted in wrong conclusions, which, for example, in the case of GO have led to the statement about kinetically constrained metastable nature of GO [79], thus revealing the inability to meet the calls of the GO chemistry at the computational level. In contrast, the molecular theory of graphene does not need any given structure beforehand but creates the structure in due course of the calculations following the algorithms that take into account such fragile features of graphenes as their natural radicalization, correlation of their odd electrons, an extremely strong influence of structure on properties, a sharp response of the graphene molecule behavior on small action of external factors.
The molecular theory not only well works with the graphene chemical modification but opens large possibility in considering the mechanical properties of graphene, in general, and its mechanochemistry, in particular, thus suggesting answer 6.
Answer 6. Electron correlation of graphene is strongly influenced by mechanical deformation
Deformation of graphene is tightly connected with the odd electron correlation since it concerns changing the interatomic distances. As we saw, the latter are very important regulators of the correlation extent thus increasing it when the distances grow. Obviously, strengthening of the electron correlation results in the growths of the number of effectively unpaired electrons Nd as it was shown in Fig. 1.
The deformation might be either static or dynamic. The former is caused by the deformation of the carbon skeleton of the graphene molecule due to chemical modification. The C-C bonds stretching occurred in this case can be highlighted when comparing the carbon skeletons of the pristine (5, 5) NGr molecule and those
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of the canopy-like and basket-like ones subjected to the one-side hydrogen adsorption on either fixed or free standing membrane, respectively [61]. Figure 12 presents the views of the skeletons alongside with the distribution of their C-C bond lengths. As seen in the figure, the C-C bonds of both deformed skeletons are elongated, whilst the summary elongation for the basket-like skeleton is evidently bigger than that one for the canopy-like one. The elongation is restricted by the bond length of 1.53A, which is dictated by the sp3 configuration of carbon atoms due to hydrogenation. Naturally, the accumulated deformation may cause some bonds breaking, which occurs for bond 2 of the basket-like skeleton. As a whole, changes in the C-C bond lengths presented in Fig.12 result in decreasing magnetic constant J by the absolute value from -1.43 kcal/mole for the pristine (5, 5) NGr to -0.83 and -0.59 kcal/mole for the canopy-like and basket-like skeletons. Simultaneously, ND increases from 31e to 46e and 54e, respectively. Both findings evidence an undoubted strengthening of the odd electron correlation caused by the chemically-stimulated deformation of the carbon skeleton.
Yet another evidence of the deformation effect is presented in Fig. 13. The figure shows the redistribution of unpaired electrons density over the skeleton atoms caused by the deformation. As seen in the figure, the skeleton electron-density image greatly changes when the electron correlation becomes stronger (draw attention on a large vertical scale of plottings presented in the top figure). Consequently, if observed by HRTEM, the basket-like skeleton might have look much brighter than the canopy-like one and especially than the least bright pristine molecule. In view of the finding, it is naturally to suggest that raised above the substrate and deformed areas of graphene in the form of bubbles, found in a variety of shapes on different substrates [80, 81], reveal peculiar electron-density properties just due to the stretching deformation that results in strengthening the odd electron correlation. Small (5, 5) NGr molecule presented in Fig. 13 cannot pretend to simulate the picture observed for micron bubbles, but it exhibits the general trend that might take place in bubbles, as well. In view of the obvious strengthening of the odd electron correlation caused by the deformation, this explanation looks more natural than that proposed from the position of an artificial ‘gigantic pseudo-magnetic field’ [80].
pristine (5, 5) NGr molecule (gray filled region); canopy-like (dark triangles); and basket-like gray balls) fixed membranes [61].
Fig. 13. Effectively-unpaired-electron-density images of the carbon skeletons of the pristine (5, 5) NGr molecule (a); canopy-like (b); and basket-like (c) fixed membranes.
A considerable decreasing of the magnetic constants J stimulated by the deformation allows for suggesting a peculiar magnetic behaviour of the deformed graphene regions, such as, say, bubbles, stimulated by both their size and curvature. The two parameters obviously favour decreasing in the constant values thus promoting the appearance of magnetic response localized in the bubble regions.
Besides the formation of bubbles caused by ultrastrong adhesion of graphene membranes to different substrates [82], the dynamic deformation of graphene can be caused by the application of the external stress. The quantum molecular theory suggests considering the graphene molecule deformation and rupture in terms of a mechanochemical reaction [83-85]. The quantum chemical realization of the approach is based on the coordinate-of-reaction concept for the purpose of introducing a mechanochemical internal coordinate (MIC) that specifies the deformational mode. The related force of response is calculated as the energy gradient along the MIC while the atomic configuration is optimized over all other coordinates under the MIC constant-pitch elongation. When applied to the description of the deformation of both (5, 5) NGr [83, 84] and (5, 5) NGra
[85] molecules under uniaxial tension, the calculations
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highlighted a pronounced changing in the number of effectively unpaired electrons ND of the sample in due course of its deformation. As shown, the changing is different when the deformation occurs either along or normal to the chains of C-C bonds. However, in all cases the changing is quite significant pointing to a considerable strengthening of odd electron correlation due to changes in interatomic spacings. A detailed consideration of a possible regulating mission of the stress with respect to the enhancement of chemical reactivity of carbon atoms and magnetic behaviour of the loaded sample obviously deserves a further thorough study.
DISCUSSION AND CONCLUSIVE REMARKS The odd electrons of benzenoid units and the correlation of these electrons having different spins are the main building stones of the molecular theory of sp2 nanocarbons. In contrast to the theory of aromaticity, the molecular theory accepts that the odd electrons with different spins occupy different places in the space so that the configuration interaction (CI) becomes the central point of the theory. Consequently, a multi-determinant presentation of the wave function of the system of the weakly interacting odd electrons is absolutely mandatory on the way of the theory implementation at the computational level. However, the efficacy of the available CI computational techniques is quite restricted in regards large polyatomic systems, which does not allow performing extensive computational experiments. On the other hand, the modern computational science of sp nanocarbons, in general, and graphene, in particular, is, actually, the field of such experiments due to its steadily grown importance caused by prevailing computations over other empirical technique, which is evidently the case of graphene. Facing the problem, computationists have addressed standard single-determinant software albeit not often being aware of how correct are the obtained results. The current paper attempts to present the molecular theory of graphene in terms of the singledeterminant computational schemes as well as to analyze the reliability of the obtained results.
The open-shell presentation of the wave functions is the first step towards the multi-determinant computational schemes so that naturally one has to address this form of the function presentation. Unrestricted Hartree-Fock (UHF) and density functional techniques (UDFT) are to be the basic grounds for the techniques used. In spite of a partial suiting of both approaches to the CI ones, both UHF and UDFT schemes provide spin-contaminated solutions with the relevant energies that exceed the pure-spin ones. Much higher energies and, thus, much less reliability correspond to the standard computational HF and DFT schemes in the restricted closed-shell approach. Nevertheless, a predominant majority of the DFT computations related to graphene have been performed in this approximation, which greatly impugns the reliability of the results obtained.
In the case of the unrestricted approach, the situation is better but this does not remove the issue about the
result reliability. On the example of the application of the UHF-based theory to graphene, were obtained answers to most of the questions. These answers lead the foundation of the current paper. It should be noted that getting them has required the performance of system computational experiments in the majority of cases.
Before passing to the answers, one should pay attention to the fact that the inner features of the unrestricted computational schemes open the possibility in issuing three criteria that can distinguish electrons systems by the electrons correlation. These criteria are presented by the following quantities: 1)the energy misalignment AERU > 0; 2)the total number of effectively unpaired electrons Nd ф 0; and 3)the squared spin misalignment as2 > 0. A detailed description of the values is given in the relevant Section. When all the quantities are zero, the electrons are non-correlated (that is the case of the benzene molecule), and the relevant sp2 systems subordinate to the theory of aromaticity. In the case of graphene, the values are not zero, which manifests a considerable correlation of its odd electrons. Studying the graphene odd electrons system by using the unrestricted broken symmetry approach, one can obtain the following answers concerning the issue mentioned above.
Answer 1 states that application of both UHF and UDFT techniques in the framework of the broken symmetry approach [20] allows determining the energies of pure spin states quite correctly.
Answer 2 concerns the quantitative description of the graphene magnetism and shows that the broken symmetry approaches provide the exact determination of the magnetic constant. The value is size-dependent and steadily decreases by absolute value when the graphene molecule size increases. The molecules with linear dimension of a few nm can provide the constant small enough for the magnetism of the singlet graphene to be recorded. However, when the size exceeds the electron mean free pass, the magnetism disappears due to quantizing electronic states and coming back to the crystalline graphene unit cell that is diamagnetic.
Answer 3 is related to the graphene characteristic that controls the odd electrons correlation. As shown, this is the C-C bond length that exceeds the critical value R = 1.395 A. Above this value two adjacent odd electrons become effectively unpaired, firstly, partially radicalized and then completely radicalized as the C-C distance grows.
Answer 4 addresses the definite physical reality of the effectively unpaired electrons. So far there had been only one case when UBS HF computational results were compared with those obtained by using one of the CI schemes in the form of either CASSCF or MRCI approach [38]. The two techniques were applied to the description of diradical character of the Cope rearrangement transition state. CASSCF, MRCI, and UBS HF calculations have revealed effectively unpaired electrons ND at the level of 1.05, 1.55, and 1.45 e, respectively, just highlighting that the feature is a characteristic for the electron correlation but not the proximity of the UBS HF approach. Recent successes
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in the atomic force microscopy with unprecedented high accuracy have allowed seeing the unpaired electrons directly. The recorded molecular images for the pentacene, olympicene, and graphene molecules are in full consent with those calculated in the UBS HF approximation.
Answer 5 concerns the basic grounds of the chemical modification of graphene. As shown, the fractional number of the effectively unpaired electrons related to a given atom NDA is the quantitative indicator of the atom chemical activity (atomic chemical accessibility) that can be used as a reliable pointer of the target atom entering the reaction. A large scale stepwise reaction can be considered computationally, which leads to the formation of different polyderivatives of graphene. On the example of hydrogenation and oxidation of graphene, was obtained a general view of graphene polyhydrides and polyoxides that well fit the experimental reality.
Answer 6 testifies that molecular theory is quite efficient when considering mechanical behavior of graphene. Leaving outside the theory application to the consideration of the deformational process as such [85-87], the current paper is concentrated on the consequences, related to the odd electros correlation, that are caused by stretching and rupture of the C-C bonds in the graphene molecules in due course of deformation. The C-C bonds stretching causes increasing of both the total and fractional numbers of the effectively unpaired electrons. The feature explains changing in the chemical reactivity of graphene during deformation, on one hand, and appearing bright spots on the TEM images in the area of graphene bubbles.
A limited volume of the paper does not allow touching all the features of the extremely large graphene science. However, the selected topics and answers obtained in due course of their consideration clearly show that the molecular theory of graphene, implemented in the format of the UBS HF computing schemes, is highly efficient and suggests reliable explanations for a number of different graphene peculiarities. These explanations are obtained on the same platform based on quite a few concepts involving the odd electrons of the graphene benzenoid units and their correlation due to weak interaction. Outside the paper, there are still questions concerning the chemical topology of graphene [86, 87], different aspects of the intermolecular interaction with impurity [88], the graphene-base shungite quantum dots formation [89] and the local charge transfer excitons of graphene quantum dots [90], the silicene as siliceous counterpart of graphene [91, 92], the graphene catalytic activity [93, 94], and so forth. The molecular theory of graphene is very successful in dealing with all these issues, not being concentrated on numbers but giving the main attention to clearly seen trends.
The odd electron correlation is not a prerogative of graphene only. Similar phenomenon is characteristic for all sp2 nanocarbons, including fullerenes and nanotubes as well [5]. The only preference of graphene consists in much larger variety of cases when this inherent characteristic of the class can be visualized.
ACKNOWLEDGMENTS
The author immensely appreciates fruitful discussions with I.L.Kaplan, E.Brandas, D.Tomanek. O.Ori, F. Cataldo, E.Molinary L.A.Chernozatonski who draw her attention onto different problems of the molecular theory of graphene. The author is deeply grateful to her colleagues N.Popova, VPopova, L. Shaymardanova, B.Razbirin, D. Nelson, A. Starukhin, N.Rozhkova for support and valuable contribution into the study. A financial support provided by the Ministry of Science and High Education grant 2.8223.2013 is highly acknowledged.
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Sheka Elena Fyodorovna,
Dr Sci.Phys&Math, Prof.
Peoples’ Friendship University of Russia,
6, Miklukho-Maklaya str., 117198 Moscow, Russian Federation [email protected]
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